| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AlpInvest Partners Limited | RO | 就證券提供意見 | 2024-05-14 | - |
| MARSH INVESTMENT SOLUTIONS (HK) LIMITED | Rep | 就證券提供意見 | 2015-04-08 | 2016-07-07 |
| SCM Strategic Capital Management Asia Limited | RO | 就證券提供意見 | 2010-02-11 | 2014-12-24 |
| EQT PARTNERS ASIA LIMITED | Rep | 就證券提供意見 | 2008-07-14 | 2008-11-28 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2003-10-17 | 2004-07-26 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-13 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-10-13 | |
| Rep | 證券交易 | 2003-04-01 | 2004-07-26 |
已採集記錄中暫無金管局登記。