| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pinpoint Asset Management Limited | Rep | 提供資產管理 | 2016-07-22 | 2019-02-15 |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | RO | 證券交易 | 2016-06-15 | 2016-06-30 |
| Rep | 就證券提供意見 | 2015-06-30 | 2016-06-30 | |
| Rep | 提供資產管理 | 2015-06-30 | 2016-06-30 | |
| Everbright Capital Management Limited | Rep | 就證券提供意見 | 2012-08-06 | 2015-06-30 |
| Rep | 提供資產管理 | 2012-08-06 | 2015-06-30 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2011-02-28 | 2011-03-22 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-01-13 | 2011-03-22 |
| Rep | 期貨合約交易 | 2010-01-13 | 2011-03-22 | |
| Rep | 證券交易 | 2010-01-13 | 2011-03-22 |