| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2013-07-31 | 2017-02-24 |
| Rep | 證券交易 | 2013-07-31 | 2017-02-24 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-08-04 | 2010-08-12 |
| Rep | 就證券提供意見 | 2008-08-04 | 2010-08-12 | |
| Rep | 證券交易 | 2008-08-04 | 2010-08-12 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-08-04 | 2010-08-12 |
| Rep | 就證券提供意見 | 2008-08-04 | 2010-08-12 | |
| Rep | 證券交易 | 2008-08-04 | 2010-08-12 |