| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2005-04-22 | 2006-02-18 |
| Rep | 證券交易 | 2005-04-22 | 2006-02-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2004-04-19 | 2006-02-18 |
| Rep | 就證券提供意見 | 2004-04-19 | 2006-02-18 | |
| Rep | 證券交易 | 2004-04-19 | 2006-02-18 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2004-04-19 | 2006-02-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2003-06-25 |
| Rep | 就證券提供意見 | - | 2003-06-25 | |
| Rep | 提供資產管理 | - | 2003-06-25 |