| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就機構融資提供意見 | 2026-05-07 | - |
| RO | 證券交易 | 2026-05-07 | - | |
| Rep | 就機構融資提供意見 | 2021-12-29 | 2026-05-07 | |
| Rep | 證券交易 | 2021-12-29 | 2026-05-07 | |
| China Vered Securities Limited | RO | 就機構融資提供意見 | 2017-03-30 | 2017-11-05 |
| RO | 就證券提供意見 | 2017-03-30 | 2017-11-05 | |
| Jefferies Hong Kong Limited | RO | 就機構融資提供意見 | 2012-03-20 | 2015-12-17 |
| RO | 就證券提供意見 | 2012-03-20 | 2015-12-17 | |
| Rep | 就機構融資提供意見 | 2011-12-19 | 2012-03-20 | |
| Rep | 就證券提供意見 | 2011-12-19 | 2012-03-20 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-25 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-25 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-25 |