| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WILSON SECURITIES LIMITED | RO | 就證券提供意見 | 2010-02-25 | 2010-07-10 |
| RO | 證券交易 | 2010-02-25 | 2010-07-10 | |
| Hafoo Securities Limited | RO | 證券交易 | 2009-12-09 | 2010-07-10 |
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | 就證券提供意見 | 2008-07-29 | 2008-10-30 |
| Rep | 提供資產管理 | 2008-07-29 | 2008-10-30 | |
| Rep | 證券交易 | 2008-07-29 | 2008-10-30 | |
| Network Financial Services Limited | Rep | 就證券提供意見 | - | 2003-10-07 |