| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Integrity Capital Management (HK) Limited | Rep | 提供資產管理 | 2022-02-28 | 2022-08-31 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-12-10 | 2009-04-08 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-12-10 | 2009-04-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-10 | 2009-04-08 |
| Rep | 期貨合約交易 | 2008-10-10 | 2009-04-08 | |
| Rep | 證券交易 | 2008-10-10 | 2009-04-08 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2006-08-22 | 2008-09-29 |
| Rep | 證券交易 | 2006-08-22 | 2008-09-29 | |
| Rep | 就機構融資提供意見 | - | 2003-08-09 | |
| Rep | 提供資產管理 | - | 2003-08-09 | |
| Rep | 就證券提供意見 | - | 2008-09-29 |