| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2006-09-07 | 2009-07-31 |
| HENIK SECURITIES LIMITED | Rep | 證券交易 | 2005-07-30 | 2006-05-12 |
| Sun Life Financial Asia Services Limited | Rep | 就證券提供意見 | 2004-05-19 | 2005-02-21 |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2003-09-23 | 2004-04-30 |
| T G HOLBORN (HK) LIMITED | Rep | 就機構融資提供意見 | - | 2003-06-18 |
| Rep | 就證券提供意見 | - | 2003-06-18 |