| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | 就證券提供意見 | 2007-10-09 | 2009-12-07 |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-10-09 | 2008-01-18 |
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | 就證券提供意見 | 2003-10-13 | 2007-09-03 |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-03 |
| Rep | 就證券提供意見 | - | 2003-05-03 | |
| Rep | 提供資產管理 | - | 2003-05-03 |