| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BEA Union Investment Management Limited | Rep | 就證券提供意見 | 2008-01-21 | 2011-01-07 |
| Rep | 提供資產管理 | 2008-01-21 | 2011-01-07 | |
| Rep | 證券交易 | 2008-01-02 | 2011-01-07 | |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-28 |
| Rep | 就證券提供意見 | - | 2004-01-28 | |
| Rep | 提供資產管理 | - | 2004-01-28 | |
| Rep | 證券交易 | - | 2007-12-31 |