| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2006-05-23 | 2009-07-24 |
| Henyep Capital Management Limited | Rep | 就證券提供意見 | 2006-01-13 | 2006-03-21 |
| HENYEP SECURITIES LIMITED | Rep | 證券交易 | 2005-11-11 | 2005-12-31 |
| Lion Global Financial Limited | Rep | 就證券提供意見 | 2004-06-04 | 2005-07-04 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-05-04 |
| Rep | 提供資產管理 | - | 2003-05-04 | |
| Rep | 期貨合約交易 | - | 2003-05-04 |