| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2005-04-22 | 2008-04-24 |
| Rep | 證券交易 | 2005-04-22 | 2008-04-24 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2004-04-02 | 2008-04-24 |
| Rep | 就證券提供意見 | 2004-04-02 | 2008-04-24 | |
| Rep | 證券交易 | 2004-04-02 | 2008-04-24 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2004-04-02 | 2008-04-24 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2003-07-26 |
| Rep | 就證券提供意見 | - | 2003-07-26 | |
| Rep | 提供自動化交易服務 | - | 2003-07-26 | |
| Rep | 證券交易 | - | 2003-07-26 |