| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nexus Investment Advisors Limited | Rep | 就證券提供意見 | 2023-10-11 | - |
| Rep | 提供資產管理 | 2023-09-18 | - | |
| HPS Investment Partners (HK), Limited | RO | 證券交易 | 2021-12-21 | 2023-09-15 |
| RO | 提供資產管理 | 2019-01-10 | 2023-09-15 | |
| Rep | 提供資產管理 | 2018-11-13 | 2019-01-10 | |
| LEGAL & GENERAL INVESTMENT MANAGEMENT ASIA LIMITED | RO | 證券交易 | 2017-01-25 | 2018-10-14 |
| Rep | 證券交易 | 2016-01-07 | 2017-01-25 | |
| Rep | 提供資產管理 | 2016-01-07 | 2018-10-14 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-09-03 | 2009-03-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-09-03 | 2009-03-09 |
| C F C SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-30 | |
| Rep | 證券交易 | 2003-04-01 | 2004-07-20 |
已採集記錄中暫無金管局登記。