| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2019-11-11 | - |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2010-10-29 | 2011-04-05 |
| Rep | 證券交易 | 2010-10-29 | 2011-04-05 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-10-05 | 2010-02-08 |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-17 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-17 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-09-04 |
金管局記錄暫時無法載入，請稍後重試。