| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CYPRESS LANE CAPITAL LIMITED | Rep | 提供資產管理 | 2009-10-12 | 2010-11-30 |
| FIL Investment Advisors | Rep | 就證券提供意見 | 2007-05-22 | 2008-06-20 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2007-05-22 | 2008-06-20 |
| FIL Investment Advisors | Rep | 提供資產管理 | 2007-04-12 | 2008-06-20 |
| FIL Investment Management (Hong Kong) Limited | Rep | 提供資產管理 | 2007-04-12 | 2008-06-20 |
| BOWEN ASIA LIMITED | Rep | 提供資產管理 | 2004-02-04 | 2007-03-31 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2003-06-30 |
| Rep | 就證券提供意見 | - | 2003-06-30 | |
| Rep | 提供自動化交易服務 | - | 2003-06-30 | |
| Rep | 證券交易 | - | 2003-06-30 |