| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MASON INVESTMENT MANAGEMENT LIMITED | Rep | 證券交易 | 2019-06-14 | 2020-05-29 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-06-06 | 2019-03-01 |
| CMB International Securities Limited | Rep | 證券交易 | 2018-06-06 | 2019-03-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-05-29 | 2018-05-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-05-29 | 2018-05-11 |