| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | Rep | 就證券提供意見 | 2017-02-22 | - |
| RO | 就證券提供意見 | 2015-09-29 | 2017-02-22 | |
| Rep | 就證券提供意見 | 2015-08-17 | 2015-09-29 | |
| Standard & Poor's Investment Advisory Services (HK) Limited | RO | 就證券提供意見 | 2010-09-21 | 2014-04-01 |
| STANDARD & POOR'S, LLC | RO | 就證券提供意見 | 2005-02-04 | 2010-10-31 |
| Rep | 就證券提供意見 | 2003-04-29 | 2005-02-04 |