| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2006-07-10 | 2007-11-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2006-07-10 | 2007-11-21 |
| FT Securities Limited | Rep | 就期貨合約提供意見 | 2005-09-30 | 2006-07-01 |
| Rep | 期貨合約交易 | 2005-09-30 | 2006-07-01 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-07-27 | 2005-10-04 |
| FT Securities Limited | Rep | 證券交易 | 2003-06-03 | 2006-07-01 |