| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2015-07-03 | 2022-08-01 |
| Rep | 期貨合約交易 | 2015-07-03 | 2022-08-01 | |
| Rep | 就證券提供意見 | 2015-06-10 | 2022-08-01 | |
| Rep | 證券交易 | 2015-06-10 | 2022-08-01 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2013-09-05 | 2015-10-05 |
| Rep | 證券交易 | 2013-09-05 | 2015-10-05 | |
| Network Financial Services Limited | Rep | 就證券提供意見 | 2003-04-23 | 2006-05-31 |