| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2012-07-05 | 2012-08-19 |
| Rep | 提供資產管理 | 2012-07-05 | 2012-08-19 | |
| Rep | 證券交易 | 2012-07-05 | 2012-08-19 | |
| ALTRUIST FINANCIAL GROUP LIMITED | Rep | 就證券提供意見 | 2008-12-23 | 2009-12-18 |
| Rep | 提供資產管理 | 2008-12-23 | 2009-12-18 | |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2005-09-30 | 2005-12-31 |
| Rep | 提供資產管理 | 2005-09-30 | 2005-12-31 | |
| Rep | 就證券提供意見 | 2003-04-10 | 2005-05-26 | |
| Rep | 提供資產管理 | 2003-04-10 | 2005-05-26 |