| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2012-06-07 | 2013-01-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-10-24 | 2009-06-01 |
| Rep | 就證券提供意見 | 2008-10-24 | 2009-06-01 | |
| Rep | 證券交易 | 2008-10-24 | 2009-06-01 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-05-21 | 2003-07-03 |