| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-10-30 | 2008-09-27 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2006-01-23 | 2007-10-12 |
| VC CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2005-03-07 | 2005-07-19 |
| EMPEROR CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2003-07-07 | 2005-03-01 |
| Rep | 就證券提供意見 | 2003-06-06 | 2005-03-01 |