Personnel Hong Kong SFC License Details (ID 112535)

Personnel Hong Kong SFC License Details (ID 112535)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就證券提供意見	2017-01-19	2018-08-03
	Rep	證券交易	2017-01-19	2018-08-03
	Rep	證券交易	2013-05-10	2013-05-16
Nomura Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2007-01-08	2009-07-20
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就證券提供意見	2007-01-08	2009-07-20
	Rep	期貨合約交易	2007-01-08	2009-07-20
	Rep	證券交易	2007-01-08	2009-07-20
Nomura Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2004-03-11	2004-04-15
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期貨合約交易	2004-03-11	2004-04-15
	Rep	證券交易	2004-03-11	2004-04-15
Nomura Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2003-05-13	2004-01-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期貨合約交易	2003-05-13	2004-01-10
	Rep	證券交易	2003-05-13	2004-01-10