| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited | RO | 證券交易 | 2003-07-24 | 2005-05-24 |
| RBS Asia Securities (Hong Kong) Limited | RO | 證券交易 | 2003-07-24 | 2005-02-08 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2003-05-02 | 2003-07-24 |
| RBS Asia Securities (Hong Kong) Limited | Rep | 證券交易 | 2003-05-02 | 2003-07-24 |