| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2004-04-15 | 2004-07-08 |
| Rep | 期貨合約交易 | 2004-04-15 | 2004-07-08 | |
| Rep | 證券交易 | 2004-04-15 | 2004-07-08 | |
| Rep | 就機構融資提供意見 | 2003-05-21 | 2004-03-13 | |
| Rep | 期貨合約交易 | 2003-05-21 | 2004-03-13 | |
| Rep | 證券交易 | 2003-05-21 | 2004-03-13 |