| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2005-05-27 | 2005-06-13 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2005-05-27 | 2005-06-13 |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-07-02 | 2005-05-26 |