| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-07-11 | 2006-04-16 |
| Rep | 就機構融資提供意見 | 2005-07-07 | 2006-04-16 | |
| Rep | 證券交易 | 2005-07-07 | 2006-04-16 | |
| BOCI ASIA LIMITED | Rep | 證券交易 | 2004-12-23 | 2005-06-25 |
| Rep | 就機構融資提供意見 | 2004-10-14 | 2005-06-25 | |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2003-08-05 | 2004-05-17 |