| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-04-07 | 2005-05-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-04-07 | 2005-05-10 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2003-12-10 | 2004-05-19 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2003-08-14 | 2003-11-11 |