| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AT Asset Management (Asia-Pacific) Limited | RO | 提供資產管理 | 2008-08-26 | 2009-01-31 |
| Rep | 提供資產管理 | 2007-11-06 | 2008-08-26 | |
| HT CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2007-08-16 | 2007-09-25 |
| NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | 就證券提供意見 | 2006-03-13 | 2007-07-31 |
| RO | 提供資產管理 | 2006-03-13 | 2007-07-31 | |
| Rep | 提供資產管理 | 2006-02-25 | 2006-03-13 | |
| GRAND PARTNERS ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2005-02-15 | 2006-01-31 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-08-29 | 2004-09-14 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-08-29 | 2004-09-14 |