| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就證券提供意見 | 2023-06-05 | - |
| Rep | 提供資產管理 | 2023-06-05 | - | |
| Rep | 證券交易 | 2023-06-05 | - | |
| Wells Global Asset Management Limited | Rep | 就證券提供意見 | 2022-11-28 | 2023-04-14 |
| Rep | 提供資產管理 | 2022-11-28 | 2023-04-14 | |
| Rep | 證券交易 | 2022-11-28 | 2023-04-14 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2003-07-02 | 2003-09-08 |
已採集記錄中暫無金管局登記。