| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2015-11-20 | 2015-12-11 |
| Rep | 就證券提供意見 | 2015-11-20 | 2015-12-11 | |
| Rep | 證券交易 | 2015-11-20 | 2015-12-11 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2015-11-20 | 2015-12-11 |
| Rep | 就證券提供意見 | 2015-11-20 | 2015-12-11 | |
| Rep | 證券交易 | 2015-11-20 | 2015-12-11 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2003-07-29 | 2005-05-10 |
| Rep | 證券交易 | 2003-07-29 | 2005-05-10 |