| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2020-06-09 | - |
| SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-06-09 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-10-14 | 2020-06-02 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-10-14 | 2020-06-02 |
| Rep | 證券交易 | 2016-10-14 | 2020-06-02 | |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-09-04 | 2004-10-05 |
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