| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WAH THAI SECURITIES LIMITED | Rep | 證券交易 | 2014-09-16 | 2018-03-13 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-08-21 | 2011-08-20 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-07-23 | 2011-08-20 |
| XinKong International Securities Limited | Rep | 證券交易 | 2006-06-08 | 2007-07-13 |
| BERICH BROKERAGE LIMITED | Rep | 證券交易 | 2003-11-03 | 2006-05-15 |