| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-31 | 2011-04-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-09-20 | 2011-04-11 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-09-20 | 2010-08-31 |
| CHINA TONGHAI (IA) LIMITED | Rep | 就證券提供意見 | 2003-11-21 | 2005-09-07 |