| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-07-07 | 2005-09-27 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2003-11-08 | 2004-06-25 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2003-11-08 | 2004-06-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2003-11-08 | 2004-06-25 |