| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAM HONG KONG LIMITED | Rep | 證券交易 | 2005-07-22 | 2008-05-10 |
| Lion Global Financial Limited | Rep | 就證券提供意見 | 2005-01-14 | 2005-07-16 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2004-06-04 | 2004-11-22 |
| Lion Global Financial Limited | Rep | 就證券提供意見 | 2003-11-03 | 2004-05-25 |