| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CC VENTURE CAPITAL LIMITED | RO | 就證券提供意見 | 2025-07-21 | - |
| RO | 提供資產管理 | 2025-07-21 | - | |
| SEASON ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2022-04-27 | 2025-03-31 |
| RO | 提供資產管理 | 2022-04-27 | 2025-03-31 | |
| Chinagri Cheung Kong Company Limited | RO | 就證券提供意見 | 2021-01-15 | 2021-05-12 |
| Rep | 提供資產管理 | 2021-01-15 | 2021-05-12 | |
| SEASON ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2020-07-22 | 2020-12-20 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | 證券交易 | 2019-07-31 | 2020-03-31 |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-05-20 | 2020-03-31 |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2019-05-20 | 2020-03-31 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2019-05-20 | 2019-07-31 |
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2017-08-25 | 2019-01-02 |
| Rep | 證券交易 | 2017-08-25 | 2019-01-02 | |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2017-08-25 | 2019-01-02 |
| Rep | 證券交易 | 2017-08-25 | 2019-01-02 | |
| CLSA RESEARCH LIMITED | Rep | 就證券提供意見 | 2003-09-24 | 2005-01-24 |
已採集記錄中暫無金管局登記。