| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-03 | 2017-07-13 |
| Rep | 就證券提供意見 | 2012-01-11 | 2017-07-13 | |
| Rep | 證券交易 | 2012-01-11 | 2017-07-13 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-01-11 | 2013-08-31 |
| Rep | 證券交易 | 2012-01-11 | 2013-08-31 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-10-16 | 2008-01-17 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2003-09-30 | 2007-07-23 |