| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-10-24 | 2017-07-04 |
| Rep | 證券交易 | 2013-10-24 | 2017-07-04 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2007-07-20 | 2008-04-26 |
| BEAR STEARNS ASIA LIMITED | Rep | 就證券提供意見 | 2004-10-05 | 2004-11-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2003-10-22 | 2004-05-07 |