| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Toona Tree Capital Limited | Rep | 提供資產管理 | 2017-11-08 | 2019-06-01 |
| Eton Park Asia Limited | Rep | 提供資產管理 | 2009-07-16 | 2017-04-07 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2005-04-08 | 2009-05-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2005-04-08 | 2009-05-12 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2003-10-24 | 2009-05-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2003-10-24 | 2009-05-12 |