| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA DEMETER SECURITIES LIMITED | RO | 提供資產管理 | 2018-02-28 | - |
| RO | 就證券提供意見 | 2017-03-09 | - | |
| RO | 證券交易 | 2017-01-03 | - | |
| Rep | 證券交易 | 2016-10-24 | 2017-01-03 | |
| China Jianxin Financial Services Limited | RO | 證券交易 | 2014-01-23 | 2016-10-15 |
| Rep | 證券交易 | 2013-12-04 | 2014-01-23 | |
| CHINA DEMETER SECURITIES LIMITED | RO | 證券交易 | 2010-10-19 | 2013-11-30 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2005-04-13 | 2010-10-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-04-20 | 2005-04-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-10-11 | 2005-04-12 |
已採集記錄中暫無金管局登記。