| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-03-12 | 2015-06-25 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-03-12 | 2015-06-25 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2006-03-01 | 2009-05-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2006-03-01 | 2009-05-01 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2005-11-21 | 2006-02-28 |
| Rep | 證券交易 | 2005-11-21 | 2006-02-28 | |
| QUAM FUTURES LIMITED | Rep | 期貨合約交易 | 2003-10-14 | 2004-08-11 |
| Quam Securities Limited | Rep | 證券交易 | 2003-10-14 | 2004-08-11 |