| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-30 | 2010-03-19 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-06-26 | 2010-03-19 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-12-28 | 2007-10-31 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-10-23 | 2004-03-02 |