| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-08-30 | 2005-05-03 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2004-08-30 | 2005-05-03 |
| Rep | 槓桿式外匯交易 | 2004-08-30 | 2005-11-26 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-04-28 | 2004-08-12 |
| Rep | 槓桿式外匯交易 | 2004-04-28 | 2004-08-12 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-04-28 | 2004-08-12 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-12-15 | 2004-03-29 |