| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | 就證券提供意見 | 2010-09-21 | 2016-12-31 |
| STANDARD & POOR'S, LLC | Rep | 就證券提供意見 | 2009-11-11 | 2010-10-31 |
| ADMIS Hong Kong Limited | Rep | 就期貨合約提供意見 | 2003-12-18 | 2004-02-29 |
| Rep | 期貨合約交易 | 2003-12-18 | 2004-02-29 |