| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-11-03 | 2009-07-10 |
| Rep | 證券交易 | 2008-11-03 | 2009-07-10 | |
| Macquarie Asia Securities Limited | Rep | 期貨合約交易 | 2005-08-03 | 2007-07-24 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2003-12-19 | 2007-07-24 |