| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-07-18 | 2011-09-08 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-07-18 | 2011-09-08 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2003-12-24 | 2010-02-23 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2003-12-24 | 2010-02-23 |