| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2010-01-18 | 2010-01-29 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2009-03-17 | 2010-01-29 |
| Rep | 證券交易 | 2009-03-17 | 2010-01-29 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2004-03-12 | 2007-02-01 |