| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2007-08-22 | 2009-07-10 |
| Rep | 就證券提供意見 | 2007-08-22 | 2009-07-10 | |
| Rep | 證券交易 | 2007-08-22 | 2009-07-10 | |
| Rep | 就證券提供意見 | 2004-12-06 | 2005-01-07 | |
| Rep | 就機構融資提供意見 | 2004-01-10 | 2005-01-07 | |
| Rep | 證券交易 | 2004-01-10 | 2005-01-07 |