| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBP ASSET MANAGEMENT ASIA LIMITED | RO | 證券交易 | 2024-11-21 | - |
| RO | 就證券提供意見 | 2022-04-06 | - | |
| RO | 提供資產管理 | 2022-04-06 | - | |
| Rep | 就證券提供意見 | 2020-12-17 | 2022-04-06 | |
| Rep | 證券交易 | 2020-12-17 | 2024-11-21 | |
| GAM HONG KONG LIMITED | Rep | 就證券提供意見 | 2017-08-03 | 2020-11-16 |
| RO | 證券交易 | 2017-03-13 | 2020-11-16 | |
| Rep | 證券交易 | 2013-07-18 | 2017-03-13 | |
| Rep | 就證券提供意見 | 2013-07-18 | 2017-05-08 | |
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | Rep | 就證券提供意見 | 2012-03-15 | 2013-05-31 |
| Rep | 證券交易 | 2012-03-15 | 2013-05-31 | |
| MFS International (Hong Kong) Limited | RO | 證券交易 | 2009-07-29 | 2012-02-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-17 | 2008-12-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2005-04-04 | 2007-06-08 |
| JPMorgan Funds (Asia) Limited | Rep | 證券交易 | 2004-01-19 | 2005-03-02 |
已採集記錄中暫無金管局登記。